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Client Meeting Worksheet

We maintain a client file for everyone we serve. These documents are needed to build your financial plan and provide exceptional advice. We recommend updating your file yearly.

Client Centered
  • INCOME INFORMATION
    Most recent pay stubs or recent W-2 / 1099.

  • CURRENT BANK STATEMENTS
    Checking, savings, CDs, and money market accounts.

  • CURRENT INVESTMENT STATEMENTS
    Brokerage accounts, mutual funds, stocks, retirement plans, etc.

  • LIST OF ASSETS
    Any other items of value which are not included on account statements (e.g. home value).

  • RECENT TAX RETURNS
    Tax return with all schedules and/or statements.

  • SOCIAL SECURITY STATEMENTS
    You can retrieve one by creating a my Social Security account.

  • EQUITY COMPENSATION
    Grant statements with vesting schedules and owned share lots. 

  • LOAN INFORMATION
    Mortgages, student loans, credit cards, etc.

  • SPENDING INFORMATION
    Monthly average spending figure however you track them (e.g. Quickbooks, Mint, back of the envelope calculation)

  • ESTATE DOCUMENTS
    Wills, healthcare directives, powers of attorney, & trusts. 

  • LIFE, LONG-TERM CARE, & DISABILITY INCOME INSURANCE 
    Recent statements and in-force illustrations.

  • PROPERTY & CASUALTY INSURANCE
    Declaration pages for your home, auto, boat, jewelry, umbrella, and any other policies on your things.